Mark Chapman

General Counsel, Head of Commercial & Regulatory

Mark Chapman

General Counsel, Head of Commercial & Regulatory

Partner, Group General Counsel, Head of Commercial & Regulatory

Mark is Head of our Commercial & Regulatory Department and is also a Legal 500 ‘Recommended Lawyer’.

Before returning to Herrington Carmichael in August 2012, Mark worked as legal counsel at Acromas (which at that time owned and operated the AA, Saga and BSM brands and as EMEIA Legal Counsel at Apple (the creator of the iPhone, iPad, iPod and the Mac).

Mark heads up our regulatory and compliance offering, and advises businesses on financial services matters (particularly in the insurance, IFA / wealth management and payment services sectors) and regulatory matters more generally, particularly in the legal sector.

Mark has extensive experience advising on commercial matters, both in house and in private practice, with a focus on cross border and complex commercial projects, particularly in the software, IT, manufacturing, financial services and automotive sectors.

Mark enjoys travelling and going on adventures with his wife and two children. He is a car fan (Alfa restoration still a work in progress 10+ years on!).

Advising infrastructure provider in respect of a c£160 million sub-contract in connection with a public body.
Advising services provider in respect of a series of contracts worth c£70 million with a public body.
Advising service provider on outsourcing contract with UK bank – contract value c£80 million.
A household brand on contracts with global vehicle manufacturer. To include advice on customer terms and conditions and associated literature. Contract value £80 million.
Drafting, negotiating and advising on savings agreement under which £4 billion worth of savings were invested (white labelled savings product).

Advising global insurance broker on entry in to UK market, to include regulated activities analysis, obtaining FCA authorisation and SMF approvals, advising on overseas appointed representative arrangements and drafting appointed representative and intra-group agreements and policies and procedures including Consumer Duty.
Securing FCA change in control approval in advance of statutory timescales for Lichtenstein based business on its acquisition of FCA authorised firm.
Securing FCA change in control approval in connection with FCA authorised wealth management firm’s sale to an Employee Ownership Trust (EOT).
Advice on regulated activities, financial promotion rules, prospectus directive requirements and collective investment schemes in relation to £4 million alternative fundraising scheme.

NSIA analysis for leading UK artificial intelligence provider in the sports sector, input in to NSIA notification forms, advice on government questions on the notification, ultimately helping to secure clearance of the transaction.
Cross border project for a UK telecom solutions provider expanding into multiple jurisdictions, to include preparing regulatory questionnaires, coordinating local counsel to assess applicable laws and licensing requirements, and managing responses and proposals across jurisdictions.
Advice on new market entrant on SRA application process for establishment of new firm of solicitors structured as an alternative business structure (ABS), and drafting application forms and supporting policies and procedures.
Advising on product safety matters, the positioning of EU wide product replacement programs and associated reporting obligations, and responding to questions from competent authorities
Provision of strategic advice on pan- European consumer law claims filed by 12 consumer authorities acting in concert and drafting and advising upon action plan.

Client Success Stories

"Highly professional team. Hard to imagine how the process could be more straightforward. "

" My second property purchase using Herrington's and both times were effecient and timly with no delays. Will use them again for sure. "

" I recently went through a settlement agreement with an employer and cannot praise this firm enough! They were very helpful and supportive whilst also ... "

" Herrington Carmichael were brilliant throughout. Holly Bray, our solicitor was always very helpful along with the rest of the team. Nicole Allen was a... "

" I have used this firm a number of times over the years. I would not go anywhere else, they are friendly, knowledgeable, and professional. "

" Kept us updated every step of the conveyancing process, providing responses to queries typically on the same day and even within an hour. Very good co... "

" Harrington Carmichael were offered to me as a recommended solicitor, I thought this might mean that it was because the developer I was buying from wou... "

" Jed and his team at Herrington Carmichael have been very helpful, thorough in research, robust and timely in resolving matters, to maintain the privac... "

" Mary-Jayne has been so incredibly helpful, friendly and patient and I would not hesitate to recommend to family and friends and go to her again myself... "

" Professional and friendly services, with good communication and good value"

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Mark Chapman

Mark Chapman

Client Success Stories

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