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Financial Conduct Authority

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The logo of FCA Financial Conduct Authority on a white wall, in the foreground a blurry passerby.

Case study – FCA authorisation application

Only firms that are authorised (or exempt from the need for authorisation) can carry on a regulated activity in the…
2 years ago
Ostersund, Sweden - May 16, 2022: FCA website. The Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom.

FCA publishes further guidance for firms selling client banks

The FCA has found evidence that in a small number of cases, firms have sold a client bank where they…
2 years ago