Court of Protection

Herrington Carmichael is a full service law firm offering legal advice to UK and international businesses as well as individuals and families.

When someone is no longer able to manage their own affairs or make important decisions due to a lack of mental capacity, it can be a difficult and uncertain time for those around them. The Court of Protection exists to make decisions on their behalf and, where appropriate, appoint someone to act in their best interests. 

If a person has lost mental capacity and does not have a Power of Attorney in place, an application can be made to the Court of Protection for the appointment of a Deputy. The Deputy is then authorised by the Court to make decisions regarding matters such as finances, property, health and welfare, in accordance with the powers set out in the court order. 

Applying to the Court of Protection can be complex and requires detailed forms and supporting medical evidence. Our specialist lawyers can guide you through the process and prepare the application on your behalf, ensuring everything is completed accurately and in line with the court’s requirements.

The Court of Protection is a specialist Court, created by the Mental Capacity Act 2005, which makes decisions on financial and welfare matters for people who lack the mental capacity to make those decisions themselves. Although its main office is in London, the Court operates through regional hubs across England and Wales. Cases are heard primarily by District Judges and a Senior Judge, sometimes a High Court Judge.

The Court’s work broadly falls into two categories: property and financial affairs, and health and welfare. In every case, the Court must act in accordance with the Mental Capacity Act and ensure that any decision made is in the person lacking capacity’s best interests.

What does the Court of Protection do?

  • Determines, based on the evidence, whether a person lacks the mental capacity to make specific decisions about their property, finances, or personal welfare.
  • Appoints Deputies to make decisions on behalf of someone who lacks capacity.
  • Considers applications for Statutory Wills and for gifts made on behalf of a person who lacks the capacity to make those decisions themselves.
  • Deals with issues relating to Powers of Attorney, including objections or concerns raised about Powers of Attorney.
  • Handles urgent or emergency applications where immediate decisions are required.
  • Makes decisions about whether a person can lawfully be deprived of their liberty under the Mental Capacity Act.

 

Expert guidance when a loved one can no longer manage their affairs.

When someone loses the mental capacity to make decisions for themselves, it can be an emotional and challenging time for those close to them. In these circumstances, an application to the Court of Protection may be required to appoint a Deputy to act on their behalf. A Deputy is legally authorised to make important decisions regarding a person’s finances and/or welfare, providing vital protection and peace of mind.

How we can help

Our specialist Court of Protection solicitors are here to support you every step of the way. We understand that this process can feel overwhelming, and we aim to make it as straightforward and stress-free as possible.

We will:

  • Manage the entire deputyship application on your behalf.
  • Ensure that all required documents are prepared and submitted to the Court for the specific application being made.
  • Provide clear, practical advice tailored to your circumstances.
  • Keep you informed at every stage of the process.

The Deputyship Process

Capacity Assessment: A capacity assessment is conducted to determine whether the individual lacks the mental capacity to make decisions. This assessment is often carried out by medical professionals or social workers.

Deputyship forms: The prospective Deputy must complete the relevant Deputyship application forms, which include details about the individual's finances, family, and the specific decisions the Deputy will be authorised to make.

We will complete all Court of Protection forms, ensuring every detail is accurate to avoid unnecessary delays.

Notifying interested parties: The Court of Protection requires the applicant to notify certain individuals, such as close relatives of the deputyship application. This ensures transparency and allows interested parties to express their views on the appointment.

A Lasting Power of Attorney (LPA) and the Court of Protection both relate to making decisions on behalf of someone who lacks mental capacity, but they arise in different circumstances.

  • An LPA is a proactive legal arrangement made by an individual while they are still of sound mental capacity, allowing them to appoint one or more trusted people to manage their financial affairs or make decisions about their health and welfare if they later become unable to do so themselves.
  • In contrast, the Court of Protection becomes involved when a person has already lost capacity without having put an LPA in place. In such cases, an application is made to the Court of Protection who will appoint a Deputy to manage the individual’s affairs.

Deputyship is a legal arrangement that allows a designated individual, known as the deputy, to make decisions on behalf of someone who lacks the mental capacity to do so themselves. The Deputy is typically a family member or a close friend, but in some cases, a professional may be appointed.

Who can be a Deputy?

Anyone over 18 can be considered for Deputyship, but preference is typically given to:

  • Close family members or friends
  • Professional Deputies (solicitors, accountants, etc.)
  • Local authority social workers (appointed as a last resort)

Key responsibilities of a deputy:

  • Acting in the best interests of the person they are appointed for.
  • Making decisions based on the person's wishes and values, whenever possible.
  • Keeping accurate records of their decisions and financial transactions.
  • Reporting to the Office of the Public Guardian regularly.

 

Property and Financial Affairs Deputyship:  

This type of Deputyship allows the Deputy to make decisions regarding the person's financial matters, including managing bank accounts, paying bills, and handling property-related issues. The person who has lost capacity may require their home to be sold for purposes such as paying for care costs, and an application to the Court of Protection can be made to sell such property.

Personal Welfare Deputyship:

A personal welfare Deputy is granted authority to make decisions related to the individual's healthcare, living arrangements, and other personal matters. This can be things as simple as a weekly haircut that the person has always had or the diet of food they are eating; for example, have they always been a vegetarian? If so, they should be able to continue doing so, and a Deputy is appointed to ensure the person's general wellbeing is being taken care of.

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Frequently Asked Questions

Find answers to your most pressing questions about our services and processes.

The Court of Protection plays a crucial role in safeguarding the rights and interests of individuals who lack the mental capacity to make their own decisions. They exercise this role by holding the authority to make various decisions across different areas, primarily focusing on personal welfare, healthcare, and financial matters. Here’s a breakdown of some key decisions the Court of Protection can make:

Assessing Capacity:

  • Determining whether someone has the mental capacity to make a specific decision for themselves. This assessment is based on the principles outlined in the Mental Capacity Act 2005.

Decision-Making on Behalf of Individuals:

  • Making declarations, decisions, or orders regarding financial or welfare matters when an individual lacks capacity. This could involve:
    • Managing their property and finances: paying bills, investing assets, selling property, etc.
    • Making essential healthcare decisions: consenting to medical treatment, refusing non-beneficial treatment, etc.
    • Arranging care and support: choosing suitable care homes, approving care plans, etc.

Appointing Deputies:

Appointing deputies to make ongoing decisions on behalf of someone who lacks capacity. Deputies can be individuals like family members or professional deputies appointed by the court.

Other Important Decisions:

Deciding whether a Lasting Power of Attorney (LPA) or Enduring Power of Attorney (EPA) is valid.

  • Addressing concerns about the actions of attorneys or deputies, potentially removing them if necessary.
  • Hearing cases concerning objections to registering LPAs or EPAs.
  • Deciding on deprivation of liberty orders: authorizing restrictions on someone’s freedom in specific circumstances.
  • Creating statutory wills on behalf of someone who lacks capacity.

It’s important to note that the Court of Protection always strives to act in the best interests of the individual when making any decisions. They consider factors like their wishes and feelings, capacity level, and any relevant medical reports.

No, the Office of the Public Guardian (OPG) and the Court of Protection are separate entities, although they play interconnected roles in the same legal process. While their names are sometimes used interchangeably, it’s important to understand their distinct functions:

Court of Protection:

  • A specialist court, responsible for making legal decisions regarding individuals who lack capacity to make their own choices.
  • Has the authority to issue declarations, orders, and appointments related to financial matters, healthcare, and personal welfare.
  • Judges and legal professionals preside over cases in the Court of Protection.

Office of the Public Guardian:

  • An executive agency that supervises deputies and attorneys appointed by the Court of Protection.
  • Does not make legal decisions but ensures appointed deputies and attorneys act in accordance with the court orders and the Mental Capacity Act 2005.
  • Provides guidance and support to deputies and attorneys through their website and helplines.

If you are looking to manage the affairs of someone who has lost capacity and they do not have a suitable power of attorney in place, then yes. If you are looking for permission to deal with certain assets belonging to an individual who has lost capacity, then yes. If you are looking to have a Will prepared and authorised on behalf of someone who has lost capacity, then yes.

If the person who has lost capacity has Lasting Powers of Attorney in place then you are most likely able to manage their affairs with those documents.

No, the Patient needs to be 18 years old and above. However, the application can be prepared when the Patient is 17 years old.

Any individual who is not bankrupt or has been convicted of fraud. This is ultimately for the court to approve. It would make sense that the person(s) applying to be a Deputy would be closely linked to the person for whom they are applying, unless the Deputy is a professional acting in their professional capacity.

If the individual has capacity then a Lasting Power of Attorney can be drafted. If the individual has already lost capacity then a Deputyship will need to be applied for through the Court of Protection.

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