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Advising-EEA-based-fund-on-FCA-aspects-of-strategic-acquisition
The Herrington Carmichael regulatory team advised EEA based fund on the FCA aspects of its acquisition of FCA authorised business….
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In recent weeks, the FCA has issued two significant enforcement actions that should serve as a wake-up call to the…
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In the digital age, data privacy is a critical concern for businesses and individuals alike. A key element of any…
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As artificial intelligence (AI) transforms industries and societies, the race to establish effective governance frameworks is intensifying. The UK and…
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On 29 April 2024, the UK introduced new product safety requirements for connected products as part of its new cybersecurity…
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The issue of modern slavery has once again captured the headlines, following a case that took place in late 2023,…
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The Payment Systems Regulator (PSR) is introducing a mandatory reimbursement framework for directed payment service providers (PSPs) to which the…
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The Digital Operational Resilience Act is an EU regulation that entered into force on 16 January 2023 and will apply…
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The newly elected Labour government announced the introduction of two new Bills which formed part of the King’s Speech in…
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In less than one month, the Consumer Duty will also apply to closed products and services, which were sold before…
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Only firms that are authorised (or exempt from the need for authorisation) can carry on a regulated activity in the…
Ostersund, Sweden - May 16, 2022: FCA website. The Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom.
The FCA has found evidence that in a small number of cases, firms have sold a client bank where they…