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Browse our curated collection of legal resources and updates, providing in-depth expert perspectives on a variety of legal matters.

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Whistleblowing Policies– Time for a review and refresh?

The Financial Conduct Authority and the Prudential Regulation Authority, place a high priority on protecting whistleblowers from detrimental treatment….
3 years ago
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How is the FCA Promoting Gender Diversity?

The FCA has been promoting gender diversity in the financial services sector since the launch of the Women in Finance…
3 years ago
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Whistleblowing & Financial Services

Whistleblowing is the act of reporting a wrongdoing within an organisation with the aim of preventing it, and any harm…
3 years ago
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What is the future of ESG ratings for FS firms?

While ESG remains high on the agendas of businesses, the UK government is reinforcing its ambition for the UK to…
3 years ago
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Why our Private Wealth Solicitors work with Financial Advisors

A Private Wealth Solicitor and a Financial Advisor may both provide estate planning services, yet our services are different….
3 years ago
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UK consumer duty – what’s the plan and is yours ready?

On the 25th January 2023, the FCA announced that they had reviewed a sample of Consumer Duty implementation plans from…
3 years ago