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Financial Services

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Cryptoasset FCA Authorisation: Common Application Mistakes and How to Avoid Them

As the UK moves closer to implementing its expanded cryptoasset regulatory regime, an increasing number of firms are preparing for…

Financial Services

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Controls, Compliance and Certification: How the FCA SYSC Rules Apply to Cryptoasset Firms under the New UK Cryptoasset Regime

As part of our series of articles exploring the new cryptoasset regulatory regime established by the Financial Services Markets Act…

Legal foundations for a seamless online launch: Supporting a global hardware brand with the launch of a new online platform

The Herrington Carmichael corporate team continues to advise a leading regional firm of insolvency practitioners on a range of corporate…

Delivering-a-UK-GDPR-compliance-audit-Across-Global-Operations-1

Advising on FCA deauthorisation for a long-established financial planning firm

The Herrington Carmichael regulatory team advised a long established financial planning firm on successful application for FCA deauthorisation and cancellation…

Advising-EEA-based-fund-on-FCA-aspects-of-strategic-acquisition

Advising EEA-based fund on FCA aspects of strategic acquisition

The Herrington Carmichael regulatory team advised EEA based fund on the FCA aspects of its acquisition of FCA authorised business….

Global-sporting-event_contractual-support-across-14-Jurisdictions

Global sporting event: contractual support across 14 Jurisdictions

The Herrington Carmichael corporate team continues to advise a leading regional firm of insolvency practitioners on a range of corporate…

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Privacy Policy 101: What you need to know (and how to stay compliant)

In the digital age, data privacy is a critical concern for businesses and individuals alike. A key element of any…

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Companies House New Powers to Fine – Are You up to Date With Your Filings and Are They Correct?

When was the last time you, as a director or company secretary, reviewed your Company’s filings at Companies House? Under…

IR35-compliance-in-practise-1

IR35 Compliance in Practice

Since the introduction of Off-Payroll Rules, we’ve been reviewing what businesses have been doing in practice to ensure their compliance….